Eventus

Diane Imas

CFTC Priorities: Preparing for Transformative Change

On March 16, 2022 CFTC Chairman Rostin Behnam delivered the keynote address at the annual Futures Industry Association Conference in Boca Raton, Florida. Chairman Behnam opened his remarks noting the transformative changes our industry successfully navigated and how financial and technological innovations are yet again at our doorstep. He reminisced on how technology and decimalization …

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FERC 2021 Annual Report on Enforcement: A Commitment to Vigorous Enforcement

On November 18, 2021, the Federal Energy Regulatory Commission (FERC) Office of Enforcement issued its annual report on enforcement. The report details FERC’s enforcement priorities and summarizes enforcement actions taken over the previous year. FERC’s 2021 priorities were largely the same as 2020, with a continued focus on market manipulation and market conduct. However, the …

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NYSE Proposing Rule Change to Longstanding Market-on-Close (“MOC”)/Limit-on-Close (“LOC”) Order Handling Requirements

On December 14, 2021, the NYSE proposed a change to rule 7.35B relating to the cancellation of MOC, LOC and Closing IO Orders. NYSE rules have historically allowed the cancellation of MOC, LOC and Closing IO orders to correct legitimate errors between 3:50 PM and 3:58 PM.  Attempts to cancel at 3:58 PM or later …

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Regulatory Concerns in Digital Assets Should Be Addressed

Originally published in Traders Magazine By: Anna Lyudvig The world of cryptocurrencies and digital assets has grown exponentially and become increasingly complex. The market value of the digital asset ecosystem expanded significantly from approximately $500bn in 2020 to almost $3trn as of November 2021, according to data from CoinMarketCap. However, while the technology is moving …

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Crypto Surveillance 2021: Year in Review

Originally published in Traders Magazine By Joe Schifano, Global Head of Regulatory Affairs, Eventus 2021 was another record year for cryptocurrency trading. But it will be remembered as the year the industry saw considerable strides in regulatory advancement. Cryptocurrency volumes rose significantly during 2021, building on a strong 2020. It was a positive year for …

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Eventus marks another year of rapid growth; poised for further expansion in 2022

Built In just named trade surveillance firm to new list of Best Remote-First Companies   NEW YORK, Jan. 6, 2022 – Eventus Systems, Inc., a leading global provider of multi-asset class trade surveillance and market risk solutions, announced that 2021 represented yet another record year by revenues, client count and staff expansion, and the firm …

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STA Trading Views – Digital Assets: Surveillance and Regulatory Elements featuring Joe Schifano, Global Head of Regulatory Affairs at Eventus

STA Trading Views, Ep. 14 – Digital Assets: Surveillance and Regulatory Elements feat. Joe Schifano Episode 14 of STA Trading Views features an interview with Joe Schifano, Global Head of Regulatory Affairs at Eventus. Our discussion touches on several topics in the fast-growing world of digital asset regulation, including the December House and Senate hearings …

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Regulatory clarity to spur institutional crypto investment in Asia

Originally published in The Block As regulators seek to develop appropriate investor protections for digital assets, more traditional investors are moving into the asset class. Asia’s stature in global crypto markets means it will be highly influential in shaping a more institutional market, said leading market figures during a recent webinar organized by The Block …

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