Eventus

Shiqin Cao

Eventus Wins Best Market Surveillance Tool for second consecutive year at WatersTechnology Asia Awards 2022

NEW YORK / HONG KONG, June 30, 2022 – Eventus, a leading global provider of multi-asset class trade surveillance and market risk solutions, today won the award for Best Market Surveillance Tool for the second consecutive year at the WatersTechnology Asia Awards 2022. The award is the third in the past five weeks for the …

Eventus Wins Best Market Surveillance Tool for second consecutive year at WatersTechnology Asia Awards 2022 Read More »

California Seeking Comment on Crypto Asset Related Products and Services

On June 1, 2022, the Department of Financial Protection and Innovation (DFPI) in California issued a request for comments seeking input from the public in developing guidance and regulatory clarity and supervision of covered persons/service providers involved in the offering and provision of crypto asset-related financial products.  The DFPI provided a number of sample questions …

California Seeking Comment on Crypto Asset Related Products and Services Read More »

Significant CFTC Fine for Deceptive and Manipulative Conduct

On May 24, 2022, the Commodity Futures Trading Commission (CFTC) setted charges against a global energy and commodities trading firm for manipulative and deceptive conduct. The conduct in question spanned 11 years from 2007 to 2018 and involved manipulation and foreign corruption in the U.S. and global oil markets, including manipulation or attempted manipulation of …

Significant CFTC Fine for Deceptive and Manipulative Conduct Read More »

The Block Webinar – Crypto Regulation in Practice

  Exchanges, financial institutions, and other innovative crypto businesses are building ways to ready themselves for regulation. Even though government action globally remains unclear, entrepreneurs are moving fast to build new business models, and large institutions are preparing for more investment into crypto. Host: Aislinn Keely Panelists: Mike Castiglione, Eventus, Director of Regulatory Affairs, Digital …

The Block Webinar – Crypto Regulation in Practice Read More »

Eventus Wins Best Trade Surveillance Solution at RegTech Insight Awards Europe 2022

NEW YORK / LONDON, May 26, 2022 – Eventus, a leading global provider of multi-asset class trade surveillance and market risk solutions, today received the award for Best Trade Surveillance Solution at the RegTech Insight Awards Europe 2022. The award is the second this month for the firm’s Validus platform and recognizes the company’s continued …

Eventus Wins Best Trade Surveillance Solution at RegTech Insight Awards Europe 2022 Read More »

Making Culture Remote: FinTech Focus TV with Ollie Cadman Chief Product Officer at Eventus

  On this episode of FinTech Focus TV, Toby is delighted to be joined by Ollie Cadman Chief Product Officer at Eventus. Recognised as one of the Most Influential FinTech Firms in Harrington Starr’s latest edition of The Financial Technologist magazine, Ollie gives us an exclusive insight into Eventus’ incredible journey over the past 12 …

Making Culture Remote: FinTech Focus TV with Ollie Cadman Chief Product Officer at Eventus Read More »

Extreme volatility in commodities – Distress in the nickel market

Recent events in the commodities market have raised a spotlight on price levels and volatility. On the 8th March 2022, the price of Nickel soared by 250% to more than $100,000 a ton and the Bloomberg Commodity Spot index leaped 13% in a week — the largest one-week price increase in 60 years.   What happened …

Extreme volatility in commodities – Distress in the nickel market Read More »

SEC Charges Firm and Individuals with Multi-Faceted Manipulation Scheme

The Securities and Exchange Commission recently announced a formal action against a number of individual parties and Archegos Capital Management as part of a multi-billion dollar market manipulation action.  The SEC is seeking to enjoin the parties from further violations of Section 17(a) of the Exchange Act as well as SEC Rule 10b-5.  The SEC …

SEC Charges Firm and Individuals with Multi-Faceted Manipulation Scheme Read More »

Scott Leader named Managing Director, APAC for Eventus

Heads sales in Asia-Pacific region as demand continues to grow for firm’s trade surveillance, market risk solutions NEW YORK / SYDNEY, May 9, 2022 – Eventus, a leading global provider of multi-asset class trade surveillance and market risk solutions, announced today that Scott B. Leader has joined as Managing Director, APAC, heading the company’s sales …

Scott Leader named Managing Director, APAC for Eventus Read More »

US vs EMEA: How does RegTech adoption and customer experience compare?

Originally published by FinTech Global   With the pandemic leading to a great migration online for many who previously wouldn’t have considered it, an opportunity has provided itself to RegTech companies in key markets to make the most of the new normal. Two key geographical markets where RegTech has flourished has been in the US …

US vs EMEA: How does RegTech adoption and customer experience compare? Read More »