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Market Abuse Risk Assessments

Market Abuse Risk Assessments

 

In this episode of Eventus Quick Cuts, our Director of Regulatory Affairs, Digital Assets, Mike Castiglione focuses on market abuse risk assessments with our Director of Regulatory Affairs, EMEA, Martin Appiah. As the FCA puts a lot of emphasis on conducting market abuse risk assessments – Martin discusses what it means for compliance teams and how to best proceed with them.

About Eventus

Eventus is a leading global provider of multi-asset class trade surveillance and market risk solutions. Its powerful, award-winning Validus platform is easy to deploy, customize and operate across equities, options, futures, foreign exchange (FX), fixed income and digital asset markets. Validus is proven in the most complex, high-volume and real-time environments of tier-1 banks, broker-dealers, futures commission merchants (FCMs), proprietary trading groups, market centers, buy-side institutions, energy and commodity trading firms, and regulators. The company’s rapidly growing client base relies on Validus and Eventus’ responsive support and product development teams to overcome its most pressing regulatory challenges. For more, visit www.eventus.com.