State-of-the-art enterprise risk technology across all lines of defense
Regulatory risk architecture defined by technology innovation, flexibility, and scalability
Designed by practitioners, shaped by clients
With an unparalleled depth of knowledge in trade surveillance and regulatory compliance, we understand how to navigate market complexities first-hand. Our collaborative approach fosters a true partnership that transcends technology implementation.
Coverage across alllines of defense
Safeguarding trading desks, empowering compliance teams, and supporting audit functions with real-time procedures and custom reporting.
Who We Serve
The Evolution of AI in Financial Compliance and Trade Surveillance
As the volume and complexity of trades explode, compliance teams are drowning in alerts—94 percent say false positives have become unsustainable. But AI isn’t the problem; it’s the solution if you implement it right.
In our latest white paper you’ll discover:
- The real cost of data gaps and how a unified data taxonomy cuts risk at the source
- Strategic principles—from explainability to human-in-the-loop—that keep regulators satisfied and your team empowered
- Case studies showing how Moody’s and Shopify moved from pilot to production with measurable ROI
- A clear, five-step roadmap for scaling AI responsibly across people, process and technology
Ready to turn AI into your greatest compliance asset?
Trade Surveillance
Global, multi-asset surveillance through actionable alerts and investigative tools.
Risk Controls
Review of compliance with financial limits and written supervisory procedures.
Algo Monitoring
Real-time monitoring of algorithmic trading flows.
The Validus Platform
A comprehensive, multi-asset class platform designed to maximize the efficiency of your regulatory operations
“The [Validus] platform’s impressive catalog of surveillance and risk monitoring procedures combined with unique automation tools will enable us to increase both our effectiveness and efficiency in surveillance and risk management. We expect to reduce extraneous alert noise, saving us significant time and letting us focus our attention on where it needs to be. We’ve also been extremely impressed with the customer service, which is paramount for us.”
R.J. O’Brien, Senior Director and Chief Compliance Officer