Broker-Dealer compliance software designed to maximize the efficiency of your regulatory operations
OVERVIEW
For broker-dealers involved in trading, agency execution and/or clearing, Validus compliance software minimizes the amount of time needed to resolve issues and respond to regulatory inquiries and reduces the risk of fines.
FEATURES
UNIFIED PLATFORM
Combines trade surveillance, market risk and algo monitoring into a single platform
PRE-BUILT PROCEDURES
Provides pre-built procedures for complex trade surveillance including Reg NMS/order marking, intermarket sweep orders (ISOs) and market making
“Eventus offered many out-of-the-box integrations that allowed us to quickly deploy the system into our infrastructure and start processing and analyzing our trade data. We’re committed to having a robust surveillance infrastructure while giving our compliance staff a great tool for one of their most critical functions.”
