Eventus

Validus risk controls

Risk controls to monitor utilization or breach of your firm’s approved limits

Visibility with real-time or T+1 review

The Validus Risk Control solution helps ensure compliance with written supervisory procedures and financial limits by checking that your pre-trade risk systems are working properly. It combines alerting, investigation, and remediation into one platform.

Provides a consolidated view of the financial risk controls in all pre-trade and trading systems (OMS, EMS, etc.).

Generates alerts in real-time versus having to wait T+1 to see if pre-trade risks controls are working properly.

Enables you to add an additional set of risk limits beyond what is in your pre-trade systems.

Reporting tailored to specific client groups, trader IDs, venues, symbols, asset classes, and accounts.

Part of a unified Validus platform with Trade Surveillance and Algo Monitoring for efficient operations and lower total cost of ownership (TCO).

Financial
Limits

Detect orders or trades that hit Front Office limits, such as for position concentration, duplicate orders, or large action.

Market Access
Controls

Per SEC 15c3-5, conduct periodic testing of market access controls and post-trade and supervisory reviews.

Supervisory
Procedures

Procedures validate your firm is operating within set limits with order-based, execution-based, and financial controls.

Key Benefits Of

Risk Controls

Tailored and customizable procedures drive efficiency, empowering clients to focus on their core compliance operations.

Faster Alerts

Validus Risk Controls ingests data in real-time and generates alerts within seconds to allow for quick remediation.

Comprehensive

Validate pre-trade system limits with broad coverage across asset classes on a platform that scales with client needs.

Tailored Risk
Controls

Built by practitioners, shaped by clients to give users the ability to customize given procedures.

Collaborate with
Eventus

Our cadre of financial market experts offer you ongoing support to calibrate Risk Control to your needs.

Explore the Validus product sheet

“For RJO, Eventus solved two supervisory needs with one solution. Validus not only meets our market surveillance requirements but also enhances our ability to monitor real-time order messages in support of automated trading.”

Brad Giemza, Chief Risk Officer, RJO

News & Views

Discover Validus in action