Global regulatory coverage for Proprietary Trading Groups

A fully customizable trade surveillance and market risk solution
For the most complex, high-volume environments
Key Benefits
Access to Market Data
Rapid and efficient onboarding of any client data source with coverage of 100+ market centers and 70+ integration points.
Trading Insights
Transparent, detailed client-specific reporting and investigative tools to explore order and trade data life cycles, and to analyze strategies.
Comprehensive Monitoring
Trade Surveillance, coupled with Risk Controls and Algo Monitoring across markets and asset classes, to protect firm from regulatory and financial risk.
Flexible Deployment
Full control of automations, risk limits, and alert procedures with customizable parameters to test and run in response to new strategies or market conditions.
“The Validus platform is quite intuitive, and we really like the open architecture and ability to build any type of automation into Validus on the basis of our requirements. The information captured in the platform is very granular in nature so if we want to see the data in a different format, we can drill down and add it to our main user interface. That gives me confidence that any form of customization is possible in this system.“
Amit Bhanwani, Head of Business Operations, Mercury Derivative (part of the Hertshten Group)

Validus Features
Workflow management with custom tagging, escalations, and continuity across alert dispositions.
Reduce false positives and focus on actionable alerts with Automation and supervised machine learning.
Investigative tools and rich visualizations display order lifecycle and market data for alert insights and quick resolution.
150+ procedures based on our expertise and customer insights, plus the ability to personalize any procedure.
Centralized reporting interface (Compliance Home) showcasing all preferred and custom reports.
Interoperability with third-party data for comprehensive coverage across capital markets datasets.
Full service, efficient methodology to import and update your data in any format.
Review of financial limits and written supervisory procedures, and real-time monitoring of algorithmic trading.



































Prop trading firms embrace automation
The market intelligence firm Acuiti, in partnership with Eventus, conducted a survey of compliance professionals and found prop trading firms leading with efficient processing of alerts, partly due to their use of automations like those provided by Eventus.
- 64% of prop traders report strong efficiency in investigating and closing alerts
- 36% however, report increased manual input to analyze alerts
The Validus Platform
A comprehensive, multi-asset class platform designed to maximize the efficiency of your regulatory operations

