State-of-the-art enterprise risk technology across all lines of defense
Regulatory risk architecture defined by technology innovation, flexibility, and scalability
Designed by practitioners, shaped by clients
With an unparalleled depth of knowledge in trade surveillance and regulatory compliance, we understand how to navigate market complexities first-hand. Our collaborative approach fosters a true partnership that transcends technology implementation.
Coverage across alllines of defense
Safeguarding trading desks, empowering compliance teams, and supporting audit functions with real-time procedures and custom reporting.
Who We Serve
Deterministic AI
Across all lines of defense
We’re excited to introduce Frank AI, our newest advancement in surveillance and risk analytics. Fully integrated into the Validus platform, Frank AI is a deterministic AI solution that leverages Eventus’ normalized and contextualized data model — the foundation that makes explainable AI possible.
With Frank AI, you can:
- Ask questions in plain English and get instant, fact-based results without needing coding or advanced queries
- Automate manual tasks such as report generation, alert reviews, and data queries
- Reduce alert noise and highlight patterns of potential misconduct more effectively
- Rely on enterprise-grade security, with full data protection and on-premises deployment options available
Trade Surveillance
Global, multi-asset surveillance through actionable alerts and investigative tools.
Risk Controls
Review of compliance with financial limits and written supervisory procedures.
Algo Monitoring
Real-time monitoring of algorithmic trading flows.
The Validus Platform
A comprehensive, multi-asset class platform designed to maximize the efficiency of your regulatory operations
“The [Validus] platform’s impressive catalog of surveillance and risk monitoring procedures combined with unique automation tools will enable us to increase both our effectiveness and efficiency in surveillance and risk management. We expect to reduce extraneous alert noise, saving us significant time and letting us focus our attention on where it needs to be. We’ve also been extremely impressed with the customer service, which is paramount for us.”
R.J. O’Brien, Senior Director and Chief Compliance Officer