In this episode of Eventus Quick Cuts, our Director of Regulatory Affairs, Digital Assets Mike Castiglione and Director of Regulatory Affairs Martina Rejsjo dive into the different types of trade surveillance alerts that firms and regulatory bodies receive and how their compliance teams take action upon receiving them. Martina also covers the reporting process and the jurisdictional stakeholders involved.
Eventus is a leading global provider of multi-asset class trade surveillance and market risk solutions. Its powerful, award-winning Validus platform is easy to deploy, customize and operate across equities, options, futures, foreign exchange (FX), fixed income and digital asset markets. Validus is proven in the most complex, high-volume and real-time environments of tier-1 banks, broker-dealers, futures commission merchants (FCMs), proprietary trading groups, market centers, buy-side institutions, energy and commodity trading firms, and regulators. The company’s rapidly growing client base relies on Validus and Eventus’ responsive support and product development teams to overcome its most pressing regulatory challenges. For more, visit www.eventus.com.