A Closer Look at “Effective” Surveillance

Originally published by Markets Media By Martin Appiah, Director of Regulatory Affairs, EMEA, Eventus On 17 May 2022, the U.K.’s Financial Conduct Authority (FCA) published Market Watch 69, its latest newsletter on market conduct and transaction reporting issues. For decades the FCA have been undertaking suspicious transaction and order (STR/STOR) supervisory visits and questionnaires in order …

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