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April 2023

Modern Trade Surveillance: Smarter, More Flexible Regulatory Technology

Industry Insights / By

Originally published by Markets Media   Compliance in Focus is a content series on regulatory topics for financial markets and challenges compliance officers face in addressing surveillance and monitoring. Compliance in Focus is produced in collaboration with Eventus. Modern Trade Surveillance: Smarter, More Flexible Regulatory Technology A perspective from the highly fragmented, and rapidly evolving, European markets. …

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Monitoring for Fixed Income Market Manipulation

Validus in Practice (ViP) / By

By Martina Rejsjö, Director of Regulatory Affairs, Eventus   SEC Charges an Asset Management Firm for Abusive Bond Trading The Securities Exchange Commission (SEC) has brought charges against an asset management firm and its founder relating to their advice and execution of trades in clients’ fixed income portfolios. The firm agreed to pay more than …

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SEC and CFTC Request Double-Digit Budget Increases in Part to Expand Trade Surveillance Capabilities

Validus in Practice (ViP) / By

By Mike Castiglione, Director of Regulatory Affairs, Digital Assets, Eventus   Cracking Down on Financial Misconduct and Market Manipulation The U.S. Securities and Exchange Commission (SEC) and Commodities Future Trading Commission (CFTC) are each asking Congress for about a 13 percent increase in funding for fiscal year 2024 in part to expand their enforcement and …

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John Lothian News: Jeff Bolke of Eventus Talks to John Lothian News at FIA Boca

Eventus in the News / By

  Originally Published by John Lothian News. Jeff Bolke, the Chief Revenue Officer at Eventus, was interviewed by John Lothian News at the FIA International Futures Conference in Boca Raton, FL. about its world of trade surveillance, market risk and anti-money laundering. Bolke discussed Eventus’ three-pronged approach to success. One big advancement for Eventus in …

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