Eventus

June 2023

Eventus named Best Market Surveillance Platform in 2023 WatersTechnology Asia Awards

Third consecutive year firm’s Validus platform wins category HONG KONG / NEW YORK, June 30, 2023 – Eventus, a leading global provider of multi-asset class trade surveillance, market risk and algo monitoring solutions, has won the WatersTechnology Asia Award for Best Market Surveillance Platform for the third consecutive year. The award recognizes the firm’s Validus …

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Markets in Crypto Assets (MiCA) and Trade Surveillance Regulatory Requirements

MiCA Regulation Will Be Fully In-force by December 2024 – By Jonathan Dixon, Director of Regulatory Affairs, EMEA   The world of cryptocurrencies and digital assets has been rapidly expanding, presenting both opportunities and challenges for regulators. As governments strive to protect investors, combat financial crime, and foster innovation, the European Union (EU) has taken …

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Crypto Regulation in Asia: 2023 Hong Kong Update | New SFC Rules for Virtual Asset Trading Platforms

This report is an update to Eventus’ white paper, Crypto Regulation in Asia: 2022 Hong Kong Update, which was published in September 2022. These periodic updates are focused on the emerging regulatory environment for virtual assets in Asia Pacific. Changes continue at a rapid pace, and the Securities and Futures Commission’s (SFC) May 2023 Circular …

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For Some Prime Brokers, DCO Registration Looms Large

Originally published in MarketsMedia Compliance in Focus is a content series on regulatory topics for financial markets and the challenges compliance officers face in addressing surveillance and monitoring. Compliance in Focus is produced in collaboration with Eventus. The U.S. Commodity Futures Trading Commission’s May 17 advisory that some prime brokers might have to register as derivatives clearing organizations (DCOs) is a …

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