Eventus

August 2023

Tech-Savvy Compliance Pros Have Abundant Career Opportunities

Originally published in MarketsMedia Compliance in Focus is a content series on regulatory topics for financial markets and the challenges compliance officers face in addressing surveillance and monitoring. Compliance in Focus is produced in collaboration with Eventus. Joseph Schifano, Global Head of Regulatory Affairs at Eventus, recently appeared on the DerivSource podcast ‘Living the Trade Lifecycle’ – specifically its ‘Professional Pivots’ series  …

Tech-Savvy Compliance Pros Have Abundant Career Opportunities Read More »

Legacy RegTech Can Hinder Flexibility, Growth

Originally published in MarketsMedia Compliance in Focus is a content series on regulatory topics for financial markets and the challenges compliance officers face in addressing surveillance and monitoring. Compliance in Focus is produced in collaboration with Eventus. Legacy trade surveillance and compliance systems can hinder a firm’s ability to respond nimbly to new market and regulatory pressures. In this Compliance …

Legacy RegTech Can Hinder Flexibility, Growth Read More »