Eventus

April 2022

Rethinking Your Trade Surveillance Approach to Avoid Common Pitfalls

Originally published in the SIFMA Thought Leader Library By Chris Montagnino, Director of Regulatory Affairs, Eventus A scary thought: you decide to engage a surveillance vendor, implement a set of “off-the-shelf” procedures, calibrate accordingly, and some time later you get an enforcement action for failing to properly monitor trading activity. How could that happen? Perhaps …

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The DESK: Enhancing Trading Through Better Surveillance

Originally published by The DESK   Trade surveillance, like best execution, can be harder to analyse in fixed income markets due to the complexity of instruments, access to data and over-the-counter (OTC) market structure. David Griffiths, director of regulatory affairs at surveillance specialist Eventus, talks to The DESK about how firms can use enhanced surveillance …

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CFTC Priorities: Preparing for Transformative Change

On March 16, 2022 CFTC Chairman Rostin Behnam delivered the keynote address at the annual Futures Industry Association Conference in Boca Raton, Florida. Chairman Behnam opened his remarks noting the transformative changes our industry successfully navigated and how financial and technological innovations are yet again at our doorstep. He reminisced on how technology and decimalization …

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Eventus CEO Travis Schwab on Regulation, Transformation and Crypto at Boca 2022

Originally published by John Lothian News   Eventus Systems’ CEO Travis Schwab has been coming to the FIA conference in Boca Raton for 20 years and said it was great to be back to seeing clients in person again this year. Schwab spoke with John Lothian News at the conference about Eventus’ marketing, regulatory and …

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A Global Turning Point for Sanctions and Compliance

Originally published by A-Team Insight By: Mike Castiglione, Director of Regulatory Affairs, Digital Assets, Eventus   The digital assets community is rallying around Ukraine in its moment of need. The humanitarian crisis there is personal and direct given Ukraine is a global leader in blockchain engineering talent. During a digital assets conference I attended last …

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Eventus Appoints Nick Wallis as Managing Director, EMEA

Wallis brings extensive markets, surveillance and sales experience to role, leading Eventus’ growing sales team in the region LONDON / NEW YORK, April 5, 2022 – Eventus Systems, Inc., a leading global provider of multi-asset class trade surveillance and market risk solutions, today announced that Nick Wallis has just joined as Managing Director for the …

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