As regulatory clarity could be years away, corporate leaders in digital asset markets are building their own risk management strategies for trade surveillance, transaction monitoring and AML compliance. This white paper summarizes why banks, platforms, brokers and trading firms will require access to mature surveillance and risk-monitoring solutions such as Eventus’ Validus solution in order …
Originally published by Traders Magazine By Joe Schifano, Global Head of Regulatory Affairs, Eventus Legacy financial regulations assume the existence of intermediaries and asset classes well-defined in legal code. The emergence and growth of digital assets has forced regulators, the traditional financial sector, and the crypto community to discuss new paradigms. The absence of designated …
On February 25, 2022 the SEC proposed new Rule 13f-2 to provide greater transparency through the publication of certain short sale data to investors and other market participants. It also proposed Rule 205, which would establish a new “buy to cover” order marking requirement for certain purchase orders effected by a broker-dealer for its own …
SEC Proposes New Rules for Short Sale Disclosures and Order Marking Requirements Read More »
At the end of January, the Canadian Securities Administrators (CSA) announced that the Investment Industry Regulatory Organization of Canada (IIROC) and the Montréal Exchange (MX) have entered into a Memorandum of Understanding (MoU) regarding cross-market surveillance. The primary objective is to “assist in the development, administration, coordination and fulfillment of the cross-market surveillance mandate.” The …
NEW YORK / FRISCO, Texas, March 8, 2022 – Eventus Systems, Inc., a leading global provider of multi-asset class trade surveillance and market risk solutions, today announced the appointment of Josh Bosquez to Chief Technology Officer (CTO). He joins the company this week with 24 years of software engineering experience, including more than 20 years …
Josh Bosquez Appointed Chief Technology Officer at Eventus Read More »
By: Vince Turcotte, Director, Digital Assets, APAC Understand the digital asset compliance landscape in the APAC region This white paper dives into the regulatory landscape within top digital asset hubs in Asia including Singapore, Hong Kong and the United Arab Emirates. Read about their latest developments, trends and key approaches to navigating the crypto compliance …
Crypto Regulation in APAC: What to Expect in 2022 Read More »
In the opening panel of the Crypto Regulation Asia 2022 conference, featured panelists including our Sales Director, Vince Turcotte discuss how crypto markets have been undergoing a period of rapid development and adoption worldwide, with regulators taking notice. It explores the regulatory landscape for crypto markets, the benefits and risks of DeFi, and the …
