Trends in trade surveillance and regulation In the first two installments in this blog series, we looked at the regulatory actions from the CFTC in fiscal year 2018 and one of the central messages that the agency is trying to deliver. In the first case, we saw that the size and complexity of enforcement …
Enforcement Trends at the CFTC (Part Three): What the Future Holds Read More »
New Agreement Builds on Successful Implementation of Validus Platform for Straits Financial LLC in U.S., Furthers Growing Eventus Presence in APAC AUSTIN, Texas, Feb. 20, 2019 – Eventus Systems, Inc., a leading global trade surveillance and market risk platform provider, announced today that Singapore-based Straits Financial Group Pte Ltd – which became a client …
Trends in Trade Surveillance and Regulation In the first installment of this blog series we took a look at the details surrounding the CFTC’s enforcement activities in the 2018 fiscal year as laid out in a speech from the agency’s Enforcement Director, James McDonald. McDonald focused on the agency’s four priorities – preserving market …
Enforcement Trends at the CFTC (Part Two): Building a Culture of Accountability Read More »
CHICAGO, Feb. 5, 2019 – Sterling Trading Tech (STT), an innovative trading technology leader in the RaaS (Risk as a Service) space, and Eventus Systems, a leading global trade surveillance and market risk platform provider, announced today that Eventus has integrated the Sterling Cloud-Based Analytics Engine (SRE) into its Validus platform to benefit mutual customers. …
Sterling Trading Tech and Eventus Systems Collaborate to Monitor Trade Activity and Risk Read More »
Trends in Trade Surveillance and Regulation 2018 was a record-breaking year for the CFTC and this point was brought home forcefully in a recent speech from Enforcement Director James McDonald. Speaking to the NYU School of Law, McDonald delivered a clear and forceful recounting of the enforcement actions that the agency undertook during the …
Enforcement Trends at the CFTC (Part One): A Regulator’s State of the Union Read More »
