Eventus

Day: January 17, 2023

FCA Asking Wholesale Brokers to Prepare for a Series of Risks

By Sofia Österberg, Director of Client Success, Eventus   In their latest “Dear CEO” letter, the FCA highlighted a series of risks that wholesale brokers must be focused on, with some brokers likely requiring immediate attention and improvement in a number of areas. Despite progress in governance and compliance controls at larger firms, the FCA …

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Eventus Closes Out Record Year, With Significant Plans for Enhancing Validus Platform in 2023

NEW YORK, Jan. 17, 2023 – As financial markets compliance professionals faced some of their toughest challenges to date, Eventus – a leading global provider of multi-asset class trade surveillance and market risk solutions – today said that the firm continued its significant growth trajectory in 2022 with another record year. The company more than …

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