Eventus in the News

Originally published in TabbForum In this segment of TabbFORUM at STA, Joseph Schifano, Global Head of Regulatory Affairs at Eventus, a trade surveillance provider, highlights a number of regulatory rules and proposals that have created uncertainty for both the industry and its vendors. In this interview, conducted by TABB Group CEO Bruce Morris, Mr. Schifano discusses the complexities …

TabbFORUM at STA: Eventus’ Joe Schifano on Real-Time Market Surveillance Read More »

Originally published in FinTech Global   In a recent post by Eventus, the company outlined some of the key things compliance officers need to know around the new Markets in Cryptoassets (MiCA) legislation. Recently, the European parliament sanctioned comprehensive legislation, MiCA to regulate the crypto assets market. This wide-ranging legislation covers aspects such as transparency, disclosure, …

FinTech Global: Adapting to the MiCA Era: The Essential Guide for Compliance Officers in Crypto Read More »

Originally published in The Fintech Times   The regtech space is in for a major shake-up, with the FCA‘s new Consumer Duty regulations coming into effect in two months. This presents an opportunity for financial institutions to adopt a new approach to compliance and regulation. Innovation being catapulted forward by the pandemic and the recent evolution …

The Fintech Times: Protiviti, Eventus, ClauseMatch and Hummingbird Discuss the Role of Compliance Over the Next Decade Read More »

  Originally Published by John Lothian News. Jeff Bolke, the Chief Revenue Officer at Eventus, was interviewed by John Lothian News at the FIA International Futures Conference in Boca Raton, FL. about its world of trade surveillance, market risk and anti-money laundering. Bolke discussed Eventus’ three-pronged approach to success. One big advancement for Eventus in …

John Lothian News: Jeff Bolke of Eventus Talks to John Lothian News at FIA Boca Read More »

Originally published by FinTech Global   The pace of market change that financial institutions must endure is climbing, with every year posing new challenges and opportunities. What will happen in AML in 2023? In a recent post, Eventus president Jeff Bell explained how he is reimagining AML as well as some of the top challenges compliance officers …

FinTech Global: What Does 2023 Have in Store for AML? Read More »

Originally published by The TRADE   New study from Acuiti, commissioned by Eventus, found increased regulatory requirements and market volatility to be the main drivers of heightened complexity in trade surveillance. A new study from Acuiti has found increasing investment in automation to combat pressure on manual processes. This has been found to be resulting …

The TRADE: Complexity of trade surveillance has increased significantly over the past three years, finds report Read More »

Originally published by FinTech Global   ESMA’s recent MAR Review acknowledged there were varying views on pre-hedging. Eventus has explored whether pre-hedging counts as market manipulation. As a follow-up to its Review, the regulator is now analysing the practices of pre-hedging and will issue a call for evidence. Eventus stated that during the review, ESMA alerted market …

FinTech Global: Eventus Explores if Pre-Hedging is Market Manipulation Read More »

Originally published by TabbFORUM   As the CFTC continues to aggressively pursue spoofing violations, the charges and orders also provide insights into what the CFTC believes is proof of intent to spoof, writes Chris Waitz, Director of Regulatory Affairs at Eventus. In this article, Mr. Waitz offers eight examples of what the CFTC considers evidence …

TabbFORUM: Considerations for Spoofing Detection – Proving Intent Read More »

Originally published by Financial Times   City is attractive to investors from mainland China, where digital asset trading remains banned Hong Kong has kicked off a contest to become Asia’s crypto capital as investors and executives warn rival Singapore may be squandering its head start with its pivot to stricter regulation. The sudden shift in …

Financial Times: Hong Kong Takes on Singapore for Asia’s Crypto Crown Read More »

Originally Published by FinTech Global   With the world becoming ever more digitalised, the need for strong KYC and AML practices has never been more important. How do they differ internationally? Clausematch GRC professional Eugenie Casier remarked, “KYC legislation is very much siloed. Different markets have different levels of maturity and different regulators will stress …

FinTech Global: How KYC Processes Differ Internationally Read More »