Eventus

Industry Insights

Eventus Focuses on Multi-Asset Class Surveillance, Performance Enhancements

Originally published on Traders Magazine Eventus’s focal areas so far in 2024 include multi-asset class trade surveillance, and performance improvements. “More clients are asking about multi-asset class surveillance,” Eventus CEO Travis Schwab told Traders Magazine March 12 at FIA Boca. “In the past few years it’s becoming more and more prevalent.” Schwab cited new U.S. Securities …

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The Future of Trade Surveillance

Originally published on MarketsMedia Trade surveillance professionals face a “crazy” daily challenge of keeping up with the speed, complexity and breadth of financial markets, given chronic resource constraints, limited intra-firm influence and power, and numerous other challenges. But there are reasons for optimism, such as increasingly tried-and-tested solutions, plus more awareness toward having surveillance seen …

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Trade Surveillance: Technology, Staffing Constraints Are Challenges

Originally published on MarketsMedia Compliance officers at financial firms face a multitude of challenges in implementing and maintaining an effective trade surveillance regime, notably including inadequate technology and a shortage of skilled staff. That was a high-level take-away from the 2023 Trade Surveillance Market Review, published by Acuiti and commissioned by Eventus. Will Mitting, Founder and …

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AI for Good: Improving Trade Surveillance Outcomes – A Conversation with Martina Rejsjo, Head of Product Strategy at Eventus

Originally published on RegTech Round-up Episode Description Trade surveillance is a critical component of today’s financial world, where regulations are ever-evolving. It’s not just about keeping an eye on trades; it’s about ensuring compliance, detecting anomalies, and mitigating risks effectively. Our guest, Martina Rejsjo, Head of Product Strategy at Eventus, shares insights into the complex challenges …

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GlobalTrading Podcast: Acuiti’s Trade Surveillance Market Review

Originally published in Global Trading News and FIX Trading Community Will Mitting, Founder and Managing Director at Acuiti, and Joe Schifano, Global Head of Regulatory Affairs at Eventus, discuss key themes of the recently released 2023 Trade Surveillance Market Review, which was published by Acuiti and commissioned by Eventus. The podcast was hosted by Markets Media …

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CFTC Warns on Higher Penalties

Originally published on MarketsMedia The Commodity Futures Trading Commission’s Division of Enforcement has provided guidance on how it will approach resolutions, including recommending larger penalties than have been imposed in previous cases. On 17 October the CFTC said in a statement that it wanted to ensure greater transparency and answerability throughout the resolution process and …

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Eventus CEO Travis Schwab on Trade Surveillance, Crypto Demand Amid Bear Market

Originally published in Finance Feeds The FIA Futures & Options Expo is a premier event in the derivatives trading industry. Beyond just being a networking platform, the FIA Expo offers a comprehensive program of panel discussions, educational sessions, and exhibitions, providing participants with valuable insights and opportunities for collaboration. Today is truly special as we …

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In Profile: Travis Schwab, CEO of Eventus

Originally published in Fintech Times Firms spanning the financial sector, including banks, broker-dealers, trading entities, and exchanges, grapple with intricate regulatory frameworks and compliance demands while striving to uphold operational transparency and integrity.   Within this challenging landscape, Austin-based Eventus provides financial risk applications to equip organisations in risk mitigation, cost reduction and regulatory adherence. The company …

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