We are excited to announce the launch of “The 2024 Surveillance Benchmarking Survey & Report,” a pioneering analysis, enriched by insights from over 30 leading global banks, that sets new benchmarks in the surveillance space. In an era where regulatory scrutiny intensifies and market complexities surge, staying ahead requires not just adaptation, but anticipation. The …
Learn how compliance leaders are overcoming pressing challenges Eventus recently partnered with 1LoD to interview trade surveillance and compliance leaders and analyze the key trends shaping the trade surveillance landscape. Top challenges include: Budget Constraints: Struggling to secure resources for an ever-evolving risk landscape. Empowerment: The need for compliance concerns to be taken seriously by senior …
Understand How Compliance Leaders Are Protecting Their Firms Against Market Abuse and Regulatory Risk The 2024 Acuiti Trade Surveillance Market Review delves into the rapidly evolving landscape of trade surveillance, addressing the challenges faced by compliance leaders amidst soaring trading volumes and growing market complexity. This comprehensive report explores key trends such as the …
This report is an update to Eventus’ white paper, Crypto Regulation in Asia: 2022 Hong Kong Update, which was published in September 2022. These periodic updates are focused on the emerging regulatory environment for virtual assets in Asia Pacific. Changes continue at a rapid pace, and the Securities and Futures Commission’s (SFC) May 2023 Circular …
In our newest report, we analyze the priorities of several global regulators and highlight ways to keep your firm ahead of the curve and ready for future regulatory changes. Key insights include: An overview of top priorities for SEC, FINRA, CFTC, UK’s Financial Conduct Authority (FCA), European Securities and Markets Authority (ESMA), Canada’s New SRO, …
A Guide For Compliance Leaders: Top Market Surveillance Priorities For Regulators Read More »
By: David Griffiths, Director of Regulatory Affairs, APAC, Eventus White Paper Insights This white paper examines how regulators approach market disruption in the digital era, and how institutions are responding. Discover how institutions are breaking down boundaries in trade compliance, and what it means for operational efficiency. Download the white paper here:
By: Vince Turcotte, Director, Digital Assets, APAC, Eventus Pathway to VASP Licensing This report serves as an update to Eventus’ white paper, Crypto Regulation in APAC: What to Expect in 2022, which was published in February 2022. The key focus of this paper is Hong Kong’s Anti-Money Laundering And Counter Terrorist Financing (Amendment) Bill 2022 …
Crypto Regulation in Asia: 2022 Hong Kong Update Read More »
As regulatory clarity could be years away, corporate leaders in digital asset markets are building their own risk management strategies for trade surveillance, transaction monitoring and AML compliance. This white paper summarizes why banks, platforms, brokers and trading firms will require access to mature surveillance and risk-monitoring solutions such as Eventus’ Validus solution in order …
By: Vince Turcotte, Director, Digital Assets, APAC Understand the digital asset compliance landscape in the APAC region This white paper dives into the regulatory landscape within top digital asset hubs in Asia including Singapore, Hong Kong and the United Arab Emirates. Read about their latest developments, trends and key approaches to navigating the crypto compliance …
Crypto Regulation in APAC: What to Expect in 2022 Read More »
By: Martin Appiah, Director of Regulatory Affairs, EMEA The European Securities and Markets Authority (ESMA) recently published a MiFID II Review Report on algorithmic trading, which heralds significant changes. This white paper summarises the review report’s likely impact on market abuse systems and controls and the general outcome of the ever-evolving interplay between algorithms and …
Keeping a Watchful Eye on Algo Trading White Paper Read More »
