APAC

Written by Martina Rejsjo, Head of Product Strategy Regulators have long emphasized the importance of holistic surveillance across equities, derivatives, fixed income and, increasingly, digital assets. Yet despite this clear expectation, most market participants struggle to implement truly integrated surveillance programs at scale. While many have matured their capabilities within individual asset classes, conducting surveillance […]

Joe Schifano, Global Head of Regulatory Affairs, Eventus  Trade surveillance is no longer confined to a rules-based function – it’s evolving into an interdisciplinary program where compliance, technology and data science converge. As firms grapple with increasing market complexity, growing data volumes and evolving regulatory expectations, AI is emerging as the connective tissue uniting these

Artificial intelligence in financial compliance isn’t just a buzzword anymore—it’s real, and firms are using it every day to manage risk, streamline work, and stay ahead of regulatory demands. But with growing regulatory scrutiny, explainability demands, and data sensitivity concerns, the industry is quickly learning that not all use cases should use AI. In response

Originally published in The Trade Written by Vinod Jain. Trade surveillance is undergoing a seismic shift. Once viewed as a regulatory formality, it has become a cornerstone of strategic risk management in global finance. As markets grow more complex and interconnected, the ability to detect, interpret, and act on suspicious trading behavior in real time

By Joseph Assaf The European Union’s Markets in Crypto-Assets (MiCA) regulation represents a key milestone for the digital asset space. For the first time, there’s a clear, harmonized framework for how crypto should be regulated across EU member states, satisfying a longstanding demand from crypto natives and traditional finance firms alike. Of course, creating a