Eventus

Request a Demo

Trade Surveillance

FINRA Issues Notice Regarding the Proper Handling of Marketable Customer Orders

Article /

On January 21, 2022, FINRA issued Regulatory Notice 22-04 reminding broker-dealers of the requirements under Rule 5310.01 to execute marketable customer orders fully and promptly.  The definition of what “prompt” means has never been clearly delineated in the rule itself although industry practice, based upon the timing requirements of other order handling-type rules, has been […]

FINRA Issues Notice Regarding the Proper Handling of Marketable Customer Orders Read More »

Blockworks Webinar: Building a Best in Breed Surveillance and Compliance Program in Digital Assets

Podcasts & Video /

  Trade surveillance and regulatory compliance is crucial function for firms in the digital asset ecosystem. As crypto regulations continue to evolve globally, it is increasingly important to have strong systems in place to mitigate the risks of fines and reputational damage. This webinar will discuss how companies can maintain the highest standards for compliance

Blockworks Webinar: Building a Best in Breed Surveillance and Compliance Program in Digital Assets Read More »

Bitbuy – Canada’s First Crypto Trading Platform to Become Regulated as a Marketplace – Relies on Eventus Platform for Trade Surveillance

Article /

First Canadian client for Eventus as company continues global expansion NEW YORK / TORONTO, Jan. 26, 2022 – Eventus Systems, Inc., a leading global provider of multi-asset class trade surveillance and market risk solutions, announced today that Bitbuy Technologies, Inc. (Bitbuy) – Canada’s first cryptocurrency trading platform to be regulated as a marketplace – is

Bitbuy – Canada’s First Crypto Trading Platform to Become Regulated as a Marketplace – Relies on Eventus Platform for Trade Surveillance Read More »

FERC 2021 Annual Report on Enforcement: A Commitment to Vigorous Enforcement

Article /

On November 18, 2021, the Federal Energy Regulatory Commission (FERC) Office of Enforcement issued its annual report on enforcement. The report details FERC’s enforcement priorities and summarizes enforcement actions taken over the previous year. FERC’s 2021 priorities were largely the same as 2020, with a continued focus on market manipulation and market conduct. However, the

FERC 2021 Annual Report on Enforcement: A Commitment to Vigorous Enforcement Read More »

NYSE Proposing Rule Change to Longstanding Market-on-Close (“MOC”)/Limit-on-Close (“LOC”) Order Handling Requirements

Article /

On December 14, 2021, the NYSE proposed a change to rule 7.35B relating to the cancellation of MOC, LOC and Closing IO Orders. NYSE rules have historically allowed the cancellation of MOC, LOC and Closing IO orders to correct legitimate errors between 3:50 PM and 3:58 PM.  Attempts to cancel at 3:58 PM or later

NYSE Proposing Rule Change to Longstanding Market-on-Close (“MOC”)/Limit-on-Close (“LOC”) Order Handling Requirements Read More »

Traders Magazine: Regulatory Concerns in Digital Assets Should Be Addressed

Article /

Originally published in Traders Magazine By: Anna Lyudvig The world of cryptocurrencies and digital assets has grown exponentially and become increasingly complex. The market value of the digital asset ecosystem expanded significantly from approximately $500bn in 2020 to almost $3trn as of November 2021, according to data from CoinMarketCap. However, while the technology is moving

Traders Magazine: Regulatory Concerns in Digital Assets Should Be Addressed Read More »

Eventus marks another year of rapid growth; poised for further expansion in 2022

Press & News /

Built In just named trade surveillance firm to new list of Best Remote-First Companies   NEW YORK, Jan. 6, 2022 – Eventus Systems, Inc., a leading global provider of multi-asset class trade surveillance and market risk solutions, announced that 2021 represented yet another record year by revenues, client count and staff expansion, and the firm

Eventus marks another year of rapid growth; poised for further expansion in 2022 Read More »