Category:
General Buy-Cycle
The best trade surveillance solutions combine compliance accuracy, operational efficiency, and future-proof technology. Key features to prioritize include:
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- Multi-asset, cross-market coverage — equities, FX, fixed income, digital assets, derivatives, etc.
- High automation & noise reduction — reducing false positives by up to 90% saves time and cost.
- Real-time alerting & visualization — especially critical in fast-moving markets.
- Regulatory alignment — built-in support for SEC, FINRA, FCA, MiFID II, MAR, Reg SHO, etc.
- Configurability without vendor reliance — clone, edit, and deploy rules in-house.
- Data integration flexibility — ability to ingest and normalize any format from OMS/EMS systems.
- Auditability & security — full lifecycle logs, deterministic AI, SOC 2 compliance.
- Global support & client service — with guidance from former regulators and industry veterans.