By Joe Schifano, Global Head of Regulatory Affairs, Eventus Originally published on MarketsMedia Top-notch compliance officers are continually looking around the corner for the next problem — the unexpected market risk, the new trading technology with too few guardrails, the shifting regulatory priorities. Yet a well-known, illegal trading behavior — spoofing — persists, as headlines again …
Validus platform takes honor for second time, marking eighth award in APAC region NEW YORK / SINGAPORE, Sept. 21, 2023 – Eventus, a leading global provider of state-of-the-art, at-scale trade surveillance software across all lines of defense, today captured the honor of Market Surveillance Solution of the Year for its Validus platform at the 2023 …
Eventus wins Market Surveillance Solution of the Year at FOW Asia Capital Markets Awards Read More »
New Validus platform UI includes state-of-the-art data visualization tools NEW YORK, Sept. 12, 2023 – Eventus, a leading global provider of state-of-the-art, at-scale trade surveillance software across all lines of defense, today announced the introduction of the next-generation user interface (UI) for its Validus platform to provide a more streamlined, efficient user experience with comprehensive …
Originally published in MarketsMedia Compliance in Focus is a content series on regulatory topics for financial markets and the challenges compliance officers face in addressing surveillance and monitoring. Compliance in Focus is produced in collaboration with Eventus. In August 2023 the Financial Conduct Authority, the UK market regulator, published a “Dear Chief Executive” letter addressed to Principal Trading Firms. The FCA …
Parsing the FCA’s “Dear Chief Executive” Letter to Principal Trading Firms Read More »
Originally published in MarketsMedia Compliance in Focus is a content series on regulatory topics for financial markets and the challenges compliance officers face in addressing surveillance and monitoring. Compliance in Focus is produced in collaboration with Eventus. Joseph Schifano, Global Head of Regulatory Affairs at Eventus, recently appeared on the DerivSource podcast ‘Living the Trade Lifecycle’ – specifically its ‘Professional Pivots’ series …
Tech-Savvy Compliance Pros Have Abundant Career Opportunities Read More »
Originally published in MarketsMedia Compliance in Focus is a content series on regulatory topics for financial markets and the challenges compliance officers face in addressing surveillance and monitoring. Compliance in Focus is produced in collaboration with Eventus. Legacy trade surveillance and compliance systems can hinder a firm’s ability to respond nimbly to new market and regulatory pressures. In this Compliance …
Originally published in MarketsMedia Compliance in Focus is a content series on regulatory topics for financial markets and the challenges compliance officers face in addressing surveillance and monitoring. Compliance in Focus is produced in collaboration with Eventus. By Mike Castiglione, Director of Regulatory Affairs, Digital Assets at Eventus Those who work in highly regulated industries know that there’s usually …
Regulators Care about Crypto Market Manipulation. Here’s What Really Matters. Read More »
NEW YORK / CHICAGO, July 25, 2023 – Eventus, a leading global provider of multi-asset class trade surveillance, market risk and algo monitoring solutions, announced today that Advantage Futures has deployed the firm’s Validus platform to meet its trade surveillance needs. Advantage is among the highest volume clearing firms in the futures industry. Advantage made …
Advantage Futures deploys Eventus’ Validus platform for trade surveillance Read More »
NEW YORK / LONDON, July 17, 2023 – Eventus, a leading global provider of multi-asset class trade surveillance, market risk and algo monitoring solutions, has won the award for Best Market Surveillance Provider for the second consecutive year in the Waters Rankings 2023 Awards. Thousands of WatersTechnology’s market participant readers across the buy side and …
Originally published on Compliance Chief 360 Leaders in any industry must anticipate the challenges–and opportunities–their companies face. As compliance practitioners responsible for trade surveillance, are we keeping pace with current and future challenges? Some evidence to consider: A top-tier bank was found to have no surveillance on its voice-brokered swaps desk, resulting in a $45 million …
Practitioners Must Drive Trade Surveillance Compliance Read More »
