By: Samuel Belden, Forefront Communications Originally published on TabbFORUM Here is a look at how five Wall Street firms in different parts of the market handled the difficulties associated with the pandemic and remote work. They include an agency broker, a market maker, a block trading venue, a risk management provider and a market …
Firms That Kept Cool During the Pandemic’s Historic Volatility Read More »
Joe Schifano recently joined Eventus Systems as Global Head of Regulatory Affairs. John Lothian News asked Schifano to offer a presentation on spoofing for our MarketsWiki Education World of Opportunity series. Presentations like this one are in addition to the ones presented at our July 22 World of Opportunity virtual event. John Lothian …
By Jason Dibble Changing trading logistics during the coronavirus pandemic have created opportunities for rogue traders, spurring a spate of warnings from regulatory agencies as suspicious behavior spikes. But with regulators hampered by their own remote-working arrangements, software firms must rapidly adapt to a seismic shift in the trade surveillance landscape to preserve traders’ …
Shadow War Between Rogue Traders and Surveillance Firms May Decide Traders’ WFH Fate Read More »
Amid widespread hype around machine learning, trade surveillance is one area where practical applications and success are already a reality. As advances continue, don’t miss out. This article originally appeared in the 1LoD “2020 Surveillance Benchmarking Survey & Report”. Machine learning holds huge promise for the evolution of trade surveillance and monitoring, some …
