Eventus

Industry Insights

Shining a light and leading the way on trade surveillance

The MAS/SGX Trade Surveillance Practice Guide   When it comes to technology, innovation almost always outpaces rules and regulations. Consider the case of automobiles in the United States. From a base of hundreds produced per year in 1900, nearly 500,000 new cars were manufactured in 1914. Not coincidentally, that was the year that the very …

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Don’t Get Hit With An FTS (Failure to Supervise)

Ten Top Tips for Regulatory Compliance   Compliance with laws and regulations is extremely important for all firms. Not knowing the regulatory compliance laws for your firm can result in some serious consequences. That is why all stock market trading firms should know and understand the trade compliance regulations. When you scratch the surface of …

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The Challenges of Surveilling Crypto Futures and OTC Markets

Last week ErisX addressed recent research related to market manipulation in crypto markets and shared how our operational model seeks to avoid and actively combat the kinds of ‘malfeasance’ that has been reported on other centralized exchanges. This week we are working with our market surveillance partner, Eventus Systems, to provide more insight on how we are …

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Keeping an Eye on the Open: A New Market Regulation Notice from the CME Group

The definitions that govern disruptive trading practices are constantly evolving and one area that has garnered an increasing amount of market surveillance interest in the last several years concerns activities that occur immediately before and during the market open. As an example of this focus, the CME Group has issued a new Market Regulation Advisory …

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Regulation and Optimism: News from FIA Boca 2019

FIA Boca is one of our favorite events of the year and the 2019 edition didn’t disappoint. In addition to high quality content that illuminates the most important issues facing the derivatives trading industry the conference also proved to be fertile ground for connecting with long-time industry colleagues as well as generating new business ideas. …

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